Finance and Insurance Commission - PDFSEARCH.IO - Document Search Engine

Finance and Insurance Commission
Results: 615

#	Item
211	JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2 Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-11-19 12:22:16 Finance Banking Credit Debt Capital requirement Insurance Commodity Futures Trading Commission Subordinated debt Audit Financial economics Auditing Business
212	COMMISSIONER OF SECURITIES AND INSURANCE MONTANA STATE AUDITOR STATE OF MONTANA rN THE MATTER Add to Reading List Source URL: sao.mt.gov Language: English - Date: 2012-11-08 18:04:46 United States securities law Financial adviser Investment Registered representative U.S. Securities and Exchange Commission Investment Advisor Federal Reserve System Broker-dealer Registered Investment Advisor Finance Financial economics Business
213	January 21, 2004 Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-23 10:03:59 Financial services Financial institutions Institutional investors Broker-dealer Fixed income market Insurance Ameriprise Financial Registered representative Financial economics Investment Finance
214	Statement of Albert R. Counselman, CPCU, President & CEO, Riggs, Counselman, Michaels & Downes, Inc. Before a Hearing of the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored E Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States federal banking legislation Finance Institutional investors Insurance broker Financial Industry Regulatory Authority Insurance Gramm–Leach–Bliley Act U.S. Securities and Exchange Commission Financial regulation Financial institutions Investment Financial economics
215	COMMISSION ON GOVERNMENTAL ETHICS AND ELECTION PRACTICES MAIL: 135 STATE HOUSE STATION, AUGUSTA, MAINE[removed]OFFICE: 45 MEMORIAL CIRCLE, AUGUSTA, MAINE WEBSITE: WWW.MAINE.GOV/ETHICS PHONE: [removed]FAX: [removed] Add to Reading List Source URL: www.maine.gov Language: English - Date: 2014-01-06 07:45:44 Economics Insurance Honorarium Finance Business Taxation in the United States Corporate finance Gross income
216	OPENING STATEMENT OF RANKING DEMOCRATIC MEMBER PAUL E. KANJORSKI SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, AND GOVERNMENT SPONSORED ENTERPRISES THIRD HEARING ON REVIEWING U.S. CAPITAL MARKET STRUCTURE: THE ROLE OF THE Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial markets Financial regulation Short selling U.S. Securities and Exchange Commission Securities and Exchange Commission Algorithmic trading Securities Commission Short Securities market Financial economics Business Finance
217	Prepared, not delivered Opening Statement Chairman Michael G. Oxley Committee on Financial Services Subcommittee on Capital Markets, Insurance Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Financial regulation Self-regulatory organizations Financial services Financial markets U.S. Securities and Exchange Commission NASDAQ Broker-dealer Financial Industry Regulatory Authority Financial economics United States securities law Financial system
218	California Debt and Investment Advisory Commission Webinar Market Update: The Future of Credit Enhancement March 6, 2013 Introductions- Mark Campbell, Executive Director, CDIAC Slide 1-Market Update: The Future of Credit Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:33:19 Fixed income securities Structured finance Types of insurance Government bonds Local government in the United States Bond Credit rating agency Municipal bond Credit enhancement Financial economics Investment Finance
219	Custodial or Safekeeping Agreements Specific requirements related to an insurance company’s utilization of systems for holding and transferring securities are included in the NAIC’s Model Act on Custodial Agreements Add to Reading List Source URL: naic.org Language: English - Date: 2012-09-17 13:12:17 Securities Financial markets Stock market Security Clearing Federal Reserve System Repurchase agreement U.S. Securities and Exchange Commission Custodian bank Financial economics Finance Financial system
220	August 8, 2014 Senator Ron Wyden Senator Chuck Grassley United States Senate Committee on Finance Add to Reading List Source URL: childrenspartnership.org Language: English - Date: 2014-08-18 14:55:46 Electronic health record Ron Wyden Foster care Health Insurance Portability and Accountability Act Healthy Americans Act Royal Commission on the Future of Health Care in Canada Health Medicine Health informatics

UPDATE